The degree of ionization α of a plasma is defined by: α=nene+n0 where ne is the electron density and n0 the density of the neutrals. If a plasma contains also negative charged ions α is not well defined.
The probability that a test particle collides with another is given by dP=nσdx where σ is the cross section. The collision frequency νc=1/τc=nσv. The mean free path is given by λv=1/nσ. The rate coefficient K is defined by K=⟨σv⟩. The number of collisions per unit of time and volume between particles of kind 1 and 2 is given by n1n2⟨σv⟩=Kn1n2.
The potential of an electron is given by:
V(r)=−e4πε0rexp(−rλD) with λD=√ε0kTeTie2(neTi+niTe)≈√ε0kTenee2
because charge is shielded in a plasma. Here, λD is the Debye length. For distances <λD the plasma cannot be assumed to be quasi-neutral. Deviations of charge neutrality by thermic motion are compensated by oscillations with frequency
ωpe=√nee2meε0
The distance of closest approximation when two equal charged particles collide for a deviation of π/2 is 2b0=e2/(4πε012mv2). A “neat” plasma is defined as a plasma for which holds: b0<n−1/3e≪λD≪Lp. Here Lp:=|ne/▽ne| is the gradient length of the plasma.
Relaxation times are defined as τ=1/νc. Starting with σm=4πb20ln(ΛC) and with 12mv2=kT it can be found that:
τm=4πε20m2v3ne4ln(ΛC)=8√2πε20√m(kT)3/2ne4ln(ΛC)
For momentum transfer between electrons and ions for a Maxwellian velocity distribution:
τee=6π√3ε20√me(kTe)3/2nee4ln(ΛC)≈τei , τii=6π√3ε20√mi(kTi)3/2nie4ln(ΛC)
The energy relaxation times for identical particles are equal to the momentum relaxation times. Because for e-i collisions the energy transfer is only ∼2me/mi this is a slow process. Approximately: τee:τei:τie:τEie=1:1:√mi/me:mi/me.
The relaxation for e-o interaction is much more complicated. For T>10 eV approximately: σeo=10−17v−2/5e, for lower energies this can be a factor 10 lower.
The resistivity η=E/J of a plasma is given by:
η=nee2meνei=e2√meln(ΛC)6π√3ε20(kTe)3/2
The diffusion coefficient D is defined by means of the flux Γ by →Γ=n→vdiff=−D∇n. The equation of continuity is ∂tn+∇(nvdiff)=0⇒∂tn=D∇2n. One finds that D=13λvv. A rough estimate gives τD=Lp/D=L2pτc/λ2v. For magnetized plasma’s λv must be replaced with the cyclotron radius. In electrical fields also →J=neμ→E=e(neμe+niμi)→E with μ=e/mνc the mobility of the particles. The Einstein ratio is:
Dμ=kTe
Because a plasma is electrically neutral electrons and ions are strongly coupled and they don’t diffuse independent. The coefficient of ambipolar diffusion Damb is defined by →Γ=→Γi=→Γe=−Damb∇ne,i. From this follows that
Damb=kTe/e−kTi/e1/μe−1/μi≈kTeμie
In an external magnetic field B0 particles will move in spiral orbits with cyclotron radius ρ=mv/eB0 and with cyclotron frequency Ω=B0e/m. The helical orbit is perturbed by collisions. A plasma is called magnetized if λv>ρe,i. So the electrons are magnetized if
ρeλee=√mee3neln(ΛC)6π√3ε20(kTe)3/2B0<1
Magnetization of only the electrons is sufficient to confine the plasma reasonably because they are coupled to the ions by charge neutrality. In case of magnetic confinement: ∇p=→J×→B. Combined with the two stationary Maxwell equations for the B-field these form the ideal magneto-hydrodynamic equations. For a uniform B-field: p=nkT=B2/2μ0.
If both magnetic and electric fields are present electrons and ions will move in the same direction. If →E=Er→er+Ez→ez and →B=Bz→ez the →E×→B drift results in a velocity →u=(→E×→B)/B2 and the velocity in the r,φ plane is ˙r(r,φ,t)=→u+˙→ρ(t).
The scattering angle of a particle in interaction with another particle, as shown in the figure below is:
χ=π−2b∞∫radrr2√1−b2r2−W(r)E0
Particles with an impact parameter between b and b+db, moving through a ring with dσ=2πbdb leave the scattering area at a solid angle dΩ=2πsin(χ)dχ. The differential cross section is then defined as:
I(Ω)=|dσdΩ|=bsin(χ)∂b∂χ
For a potential energy W(r)=kr−n follows: I(Ω,v)∼v−4/n.
For low energies, O(1 eV), σ has a Ramsauer minimum. It arises from the interference of matter waves behind the object. I(Ω) for angles 0<χ<λ/4 is larger than the classical value.
For the Coulomb interaction: 2b0=q1q2/2πε0mv20, so W(r)=2b0/r. This gives b=b0cot(12χ) and
I(Ω=bsin(χ)∂b∂χ=b204sin2(12χ)
Because the influence of a particle vanishes at r=λD then: σ=π(λ2D−b20). Because dp=d(mv)=mv0(1−cosχ) a cross section related to momentum transfer σm is given by:
σm=∫(1−cosχ)I(Ω)dΩ=4πb20ln(1sin(12χmin))=4πb20ln(λDb0):=4πb20ln(ΛC)∼ln(v4)v4
where ln(ΛC) is the Coulomb-logarithm. For this quantity: ΛC=λD/b0=9n(λD).
The induced dipole interaction, with →p=α→E, gives a potential V and an energy W in a dipole field is given by:
V(r)=→p⋅→er4πε0r2 , W(r)=−|e|p8πε0r2=−αe22(4πε0)2r4
with ba=4√2e2α(4πε0)212mv20 and therefore: χ=π−2b∞∫radrr2√1−b2r2+b4a4r4
If b≥ba the charge would hit the atom. Repulsing nuclear forces prevent this happening. If the scattering angle is a large compared to 2π it is called capture. The cross section for capture σorb=πb2a is called the Langevin limit, and is a lowest estimate for the total cross section.
If collisions of two particles with masses m1 and m2 which scatter in the centre of mass system by an angle χ are compared with the scattering under an angle θ in the laboratory system:
tan(θ)=m2sin(χ)m1+m2cos(χ)
The energy loss ΔE of the incoming particle is given by:
ΔEE=12m2v2212m1v21=2m1m2(m1+m2)2(1−cos(χ))
Scattering of light by free electrons is called Thomson scattering. The scattering is free from collective effects if kλD≪1. The cross section σ=6.65⋅10−29m2 and
Δff=2vcsin(12χ)
This gives for the scattered energy Escat∼nλ40/(λ2−λ20)2 with n the density. If λ≫λ0 it is called Rayleigh scattering. Thomson scattering is a limit of Compton scattering, which is given by λ′−λ=λC(1−cosχ) with λC=h/mc and cannot be used any more if relativistic effects become important.
Planck’s radiation law and the Maxwell velocity distribution hold for a plasma in equilibrium:
ρ(ν,T)dν=8πhν3c31exp(hν/kT)−1dν , N(E,T)dE=2πn(πkT)3/2√Eexp(−EkT)dE
“Detailed balancing” means that the number of reactions in one direction equals the number of reactions in the opposite direction because both processes have equal probability if one corrects for the used phase space. For the reaction
∑forwardXforward ←→ ∑backXback
in microscopic reversibility in a plasma at equilibrium :
∏forwardˆηforward=∏backˆηback
If the velocity distribution is Maxwellian, this gives:
ˆηx=nxgxh3(2πmxkT)3/2e−Ekin/kT
where g is the statistical weight of the state and n/g:=η. For electrons g=2, for excited states usually g=2j+1=2n2.
With this one finds for the Boltzmann balance, Xp+e− ⇌ X1+e−+(E1p)
nBpn1=gpg1exp(Ep−E1kTe)
And for the Saha balance, Xp+e−+(Epi) ⇌ X+1+2e−:
nSpgp=n+1g+1negeh3(2πmekTe)3/2exp(EpikTe)
Because the number of particles on the left-hand side and right-hand side of the equation is different, a factor g/Ve remains. This factor causes the Saha-jump.
From microscopic reversibility one can derive that for the rate coefficients K(p,q,T):=⟨σv⟩pq and:
K(q,p,T)=gpgqK(p,q,T)exp(ΔEpqkT)
The kinetic energy of a system can be split into the motion of the centre of mass and motion and a part in the centre of mass. The energy in the centre of mass system is available for reactions. This energy is given by
E=m1m2(v1−v2)22(m1+m2)
Some types of inelastic collisions important for plasma physics are:
Collisions between an electron and an atom can be approximated by a collision between an electron and one of the electrons of that atom. This results in
dσd(ΔE)=πZ2e4(4πε0)2E(ΔE)2
Then follows for the transition p→q: σpq(E)=πZ2e4ΔEq,q+1(4πε0)2E(ΔE)2pq
For ionization from state p to a good approximation it holds that: σp=4πa20Ry(1Ep−1E)ln(1.25βEEp)
For resonant charge transfer: σex=A[1−Bln(E)]21+CE3.3
In equilibrium for radiation processes:
npApq⏟emission+npBpqρ(ν,T)⏟stimulated emission=nqBqpρ(ν,T)⏟absorption
Here, Apq is the matrix element of the transition p→q, and is given by:
Apq=8π2e2ν3|rpq|23ℏε0c3 with rpq=⟨ψp|→r|ψq⟩
For hydrogenic atoms: Ap=1.58⋅108Z4p−4.5, with Ap=1/τp=∑qApq. The intensity I of a line is given by Ipq=hfApqnp/4π. The Einstein coefficients B are given by:
Bpq=c3Apq8πhν3 and BpqBqp=gqgp
A spectral line is broadened by several mechanisms:
The natural broadening and the Stark broadening result in a Lorentz profile of a spectral line: kν=12k0ΔνL/[(12ΔνL)2+(ν−ν0)2]. The total line shape is a convolution of the Gauss- and Lorentz profile and is called a Voigt profile.
The number of transitions p→q is given by npBpqρ and by npnhf⟨σac⟩=np(ρdν/hν)σac where dν is the line width. Then the cross section of absorption processes follows: σa=Bpqhν/cdν.
The background radiation in a plasma originates from two processes:
It is assumed that there exists a distribution function F for the plasma so that
F(→r,→v,t)=Fr(→r,t)⋅Fv(→v,t)=F1(x,t)F2(y,t)F3(z,t)F4(vx,t)F5(vy,t)F6(vz,t)
Then the BTE is: dFdt=∂F∂t+∇r⋅(F→v)+∇v⋅(F→a)=(∂F∂t)coll−rad
Assuming that v does not depend on r and ai does not depend on vi, then ∇r⋅(F→v)=→v⋅∇F and ∇v⋅(F→a)=→a⋅∇vF. This is also true in magnetic fields because ∂ai/∂xi=0. The velocity is separated in a thermal velocity →vt and a drift velocity →w. The total density is given by n=∫Fd→v and ∫→vFd→v=n→w.
The balance equations can be derived by means of the moment method:
Here, ⟨→a ⟩=e/m(→E+→w×→B) is the average acceleration, →q=12nm⟨→v 2t→vt⟩ the heat flow, Q=∫mv2tr(∂F∂t)crd→v the source term for energy production, →R is a friction term and p=nkT the pressure.
A thermodynamic derivation gives for the total pressure: p=nkT=∑ipi−e2(ne+zini)24πε0λD
For the electrical conductance in a plasma follows from the momentum balance, if we≫wi:
η→J=→E−→J×→B+∇peene
In a plasma where only elastic e-a collisions are important the equilibrium energy distribution function is the Druyvesteyn distribution:
N(E)dE=Cne(EE0)3/2exp[−3mem0(EE0)2]dE
with E0=eEλv=eE/nσ.
These models are first-moment equations for excited states. One assumes the Quasi-steady-state solution is valid, where ∀p>1[(∂np/∂t=0)∧(∇⋅(np→wp)=0)]. This results in:
(∂np>1∂t)cr=0 , ∂n1∂t+∇⋅(n1→w1)=(∂n1∂t)cr , ∂ni∂t+∇⋅(ni→wi)=(∂ni∂t)cr
with solutions np=r0pnSp+r1pnBp=bpnSp. Further for all collision-dominated levels with δbp:=bp−1=b0p−xeff with peff=√Ry/Epi and 5≤x≤6. For systems in ESP, where only collisional (de)excitation between levels p and p±1 is taken into account x=6. Even in plasma’s far from equilibrium the excited levels will eventually reach ESP, so from a certain level up the level densities can be calculated.
To find the population densities of the lower levels in the stationary case one has to start with a macroscopic equilibrium:
Number of populating processes of level p = Number of depopulating processes of level p ,
When this is expanded it becomes:
ne∑q<pnqKqp⏟coll. excit.+ne∑q>pnqKqp⏟coll. deexcit.+∑q>pnqAqp⏟rad. deex. to+n2eniK+p⏟coll. recomb.+neniαrad⏟rad. recomb=
nenp∑q<pKpq⏟coll. deexcit.+nenp∑q>pKpq⏟coll. excit.+np∑q<pApq⏟rad. deex. from+nenpKp+⏟coll. ion.
Interaction of electromagnetic waves in plasma’s results in scattering and absorption of energy. For electromagnetic waves with complex wave number k=ω(n+iκ)/c in one dimension one finds: Ex=E0e−κωx/ccos[ω(t−nx/c)]. The refractive index n is given by:
n=ckω=cvf=√1−ω2pω2
For disturbances in the z-direction in a cold, homogeneous, magnetized plasma: →B=B0→ez+→ˆBei(kz−ωt) and n=n0+ˆnei(kz−ωt) (external E fields are screened) follows, with the definitions α=ωp/ω and β=Ω/ω and ω2p=ω2pi+ω2pe:
→J=→→σ→E ,with →→σ=iε0ω∑sα2s(11−β2s−iβs1−β2s0iβs1−β2s11−β2s0001)
where the sum is taken over particle species s. The dielectric tensor E, with property:
→k⋅(→→E⋅→E)=0
is given by →→E=→→I−→→σ/iE0ω
With the definitions S=1−∑sα2s1−β2s , D=∑sα2sβs1−β2s , P=1−∑sα2s
it follows that:
→→E=(S−iD0iDS000P)
The eigenvalues of this hermitian matrix are R=S+D, L=S−D, λ3=P, with eigenvectors →er=12√2(1,i,0), →el=12√2(1,−i,0) and →e3=(0,0,1). →er is connected with a right rotating field for which iEx/Ey=1 and →el is connected with a left rotating field for which iEx/Ey=−1. When k makes an angle θ with →B one finds:
tan2(θ)=P(n2−R)(n2−L)S(n2−RL/S)(n2−P)
where n is the refractive index. From this the following solutions can be obtained:
A. θ=0: transmission in the z-direction.
B. θ=π/2: transmission ⊥ the B-field.
Resonance frequencies are frequencies for which n2→∞, so vf=0. For these: tan(θ)=−P/S. For R→∞ this gives the electron cyclotron resonance frequency ω=Ωe, for L→∞ the ion cyclotron resonance frequency ω=Ωi and for S=0 for the extraordinary mode:
α2(1−mimeΩ2iω2)=(1−m2im2eΩ2iω2)(1−Ω2iω2)
Cut-off frequencies are frequencies for which n2=0, so vf→∞. For these: P=0 or R=0 or L=0.
In the case that β2≫1 one finds Alfvén waves propagating parallel to the field lines. With the Alfvén velocity
vA=ΩeΩiω2pe+ω2pic2
follows: n=√1+c/vA, and in case vA≪c then: ω=kvA.